Liechtenstein Asset Management License
Liechtenstein is one of Europe's most respected financial centres, offering a highly regulated environment for asset management companies. An Asset Management License is required for any entity that wishes to professionally manage client assets or portfolios within the jurisdiction. Neptune Fiduciaries helps clients obtain their asset management license in Liechtenstein, ensuring full compliance with the Financial Market Authority (FMA) from the very beginning.
Core Requirements of an Asset Management License
Fit and Proper Standards
All key personnel must demonstrate strong professional qualifications, a clean financial history, and the necessary experience to manage client assets responsibly in line with Liechtenstein regulations.
Minimum Capital Requirements
Applicants must meet the minimum capital thresholds set by the FMA, ensuring the company has sufficient financial resources to operate safely and cover any potential liabilities.
Compliance and Risk Framework
A fully documented compliance framework covering AML, CFT, and risk management procedures must be in place before the license is granted by the FMA.
Business Plan and Service Scope
A detailed business plan must be submitted outlining the asset management services to be offered, target client base, revenue projections, and the operational structure of the company.
Neptune Fiduciaries handles all documentation and regulatory communication on your behalf, ensuring your application is thorough and submitted in the strongest possible way to the FMA.
Formation of an Asset Management Company in Liechtenstein
Setting up an asset management company in Liechtenstein requires careful planning and a clear understanding of local legal and regulatory requirements. Neptune Fiduciaries guides clients through every stage of company formation, ensuring the right structure is in place before the license application is submitted to the FMA.
Key Steps in Company Formation
Legal Structure Selection
The first step is choosing the right legal structure, typically an AG or GmbH, depending on the size and nature of your business and the services you intend to offer clients.
Registered Office and Local Presence
Your company must have a registered office in Liechtenstein, along with at least one locally based director who meets the FMA's fit and proper requirements.
Share Capital Deposit
The required minimum share capital must be fully deposited in a recognized bank account before the license application is submitted to the Financial Market Authority.
Corporate Documentation Preparation
All corporate documents, including articles of association and shareholder agreements, must be properly prepared and submitted to the Liechtenstein Commercial Register.
Neptune Fiduciaries handles the entire company formation process, from selecting the right structure to registering with the Commercial Register and preparing all required documentation.
Licensing Fee
A fee of CHF 9,000 to 12,000 is payable for the grant of a license.
Applying for and Obtaining a License
Applying for an asset management license in Liechtenstein involves submitting a comprehensive application to the FMA, including the business plan, compliance policies, capital proof, and fit and proper declarations for all key personnel. Neptune Fiduciaries manages the entire application process on your behalf, preparing every document carefully and maintaining direct communication with the FMA to ensure a smooth and timely approval.
Get in Touch
For further details, please contact Neptune Fiduciaries via email info@neptunecorporate.com or sales@neptunecorporate.com or visit our Contact Us page.
