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Malta Investment Service Providers License

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Malta Investment Service Providers

A Malta Investment Service Provider is a licensed entity authorized to offer a range of investment services to retail and institutional clients within a fully regulated EU framework. Malta is a well-established financial hub within the European Union, and investment service providers operating here benefit from EU passporting rights, allowing them to offer services across all member states under a single license issued by the MFSA. Neptune Fiduciaries helps clients obtain their investment services license in Malta, guiding them through every regulatory requirement from start to finish.

Different Types of Investment Services

Investment Service Providers in Malta can be authorized to offer a variety of services depending on their license category and business model. The main types of investment services include:

Reception and Transmission of Orders

Receiving client investment orders and transmitting them to another authorized entity for execution on behalf of the client.

Execution of Orders

Executing buy and sell orders on behalf of clients across various financial instruments, including equities, bonds, and derivatives.

Portfolio Management

Managing investment portfolios on a discretionary basis on behalf of individual or institutional clients in line with agreed investment strategies.

Investment Advice

Providing personalized investment recommendations to clients based on their financial situation, goals, and risk appetite.

MiFID II Licensing and Authorization

All Investment Service Providers in Malta are required to operate under the MiFID II framework, which sets out strict standards for investor protection, transparency, and market integrity across the EU. Obtaining MiFID II authorization in Malta requires submitting a detailed application to the MFSA, including a business plan, compliance policies, capital adequacy proof, and fit and proper declarations for all key personnel. Neptune Fiduciaries manages the complete MiFID II licensing process on your behalf, ensuring your application is accurately prepared and submitted to the MFSA for a smooth and timely authorization.

Get in Touch

For further details, please contact Neptune Fiduciaries via email info@neptunecorporate.com or sales@neptunecorporate.com or visit our Contact Us page.

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