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Liechtenstein Management Companies Under IUA

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Liechtenstein Management Companies and Funds Under IUA

Liechtenstein's Investment Undertakings Act (IUA) provides a clear legal framework for the establishment and operation of management companies and investment funds within the jurisdiction. Any entity wishing to manage funds under the IUA must obtain the necessary authorization from the Financial Market Authority (FMA). Neptune Fiduciaries helps clients set up and structure their management companies and funds under the IUA, ensuring full regulatory compliance from the very start.

Key Areas Covered Under the IUA Framework

Fund Structuring and Setup

Management companies must ensure their funds are correctly structured, with all constitutional documents properly prepared and approved by the FMA before operations begin.

Ongoing Fund Administration and Reporting

Licensed management companies are required to maintain accurate fund records and submit all required disclosures to the FMA on time, ensuring full transparency for investors and regulators.

Investor Protection and Compliance

All management companies must have strong investor protection measures in place, including clear risk disclosures, proper asset segregation, and robust AML and CFT compliance procedures.

Cross-Border Distribution and Passporting

Funds managed under the IUA benefit from EU and EEA passporting rights, allowing management companies to market their funds to professional investors across member states without separate local approvals.

Neptune Fiduciaries provides full support for establishing management companies and funds under Liechtenstein's IUA framework, handling everything from initial structuring to ongoing compliance and regulatory reporting.

Get in Touch

For further details, please contact Neptune Fiduciaries via email info@neptunecorporate.com or sales@neptunecorporate.com or visit our Contact Us page.

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